Founded in 2010, BA Securities has grown rapidly to become a leading provider of Broker-Dealer affiliation, registration, compliance and licensing sponsorship services for experienced M&A intermediaries, investment bankers and private placement agents. We are a licensed Broker-Dealer in all 50 states and the District of Columbia, and a member of the Financial Industry Regulatory Authority ("FINRA") and the Securities Investor Protection Corporation ("SIPC").
The firm offers securities industry professionals a Broker-Dealer platform from which to operate independently, without the time, aggravation and expense of maintaining a compliance and supervision infrastructure. This regulatory and supervisory platform allows our affiliates to operate independently and conduct business under their own trade name, focusing on business origination and execution rather than regulatory compliance.
BA professionals offer investment banking and private placement services across the country, generally to middle market companies with enterprise values between $25 and $500 million. Our business is exclusively institutional, not retail. BA's Affiliates have no retail clients and hold no customer assets. BA's Affiliates deal exclusively with business owners, corporations and institutional buyers. BA's Affiliates do not recommend or trade securities.