Investment Banking for the Financial Services Industry

Advisory Services

BA offers corporate finance and investment banking services to Broker Dealers, Asset Management Firms, RIAs, Insurance Companies, Insurance Distribution and Service companies and other non-bank financials. We are able to bring industry specific operating and transaction experience to this underserved area of the lower middle market. Please refer to the Investment Banking for the Financial Services Industry section for more information.


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Series 79 Sponsorship / M&A Broker Dealer Services

M&A Broker Dealer Services

BA provides Series 79 Sponsorship / broker dealer affiliation to experienced M&A intermediaries, investment bankers and institutional placement agents. Our Bankers cover a variety of different industries and typically represent companies whose enterprise values are between $10 and $300 million. Please refer to the Series 79 Sponsorship / M&A Broker Dealer Services section for more information.


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BA Securities is an independent broker/dealer that specializes in providing Series 79 sponsorship/affiliation to experienced M&A intermediaries, investment bankers and institutional placement agents. Please refer to the Series 79 Sponsorship section for more information.
Our Bankers typically represent middle market companies whose enterprise values are between $20 and $300 million. Through Blackwolf Advisors, a division of BA Securities, we market the services of our independent investment bankers. Please refer to the Blackwolf Advisors section for more information. All Securities are offered through BA Securities, LLC.