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A Broker-Dealer run by Investment Bankers for Investment Bankers.

We provide Investment Bankers & Institutional Placement Agents a comprehensive regulatory and supervisory platform to allow them to operate independently.

Who we are

BA Securities has been a leading global provider of Broker-Dealer affiliation services since 2010. 

A Broker-Dealer for experienced Investment Bankers and Institutional Placement Agents. 

Run by seasoned capital markets professionals with extensive M&A and capital raising experience.

A Broker-Dealer with a technology driven best-in-class regulatory and supervisory platform. 

What we do

We provide our Bankers with:

  • A compliance platform that allows Bankers to operate independently.
  • FINRA Registration and Licensing.
  • User-friendly technology-based supervisory platform.
  • Peer networking and collaboration opportunities.
  • A compliance partner that is experienced and responsive.
  • Ready-to-use legal agreements and templates.

Why BA

Experience + Technology =

  • A seasoned management team of Investment Banking and Capital Markets professionals. We understand your business because we’ve walked in your shoes.
  • Industry leading payouts with volume-based discounts.
  • Simple license transition and onboarding process in under 48 hours.
  • User-friendly technology-based compliance and supervisory platform.
  • Peer networking and collaboration opportunities.
  • Affordable E&O Insurance Coverage.
  • Discounted rates from BA Research and Data Partners.
Years of Excellence
Deals Closed since 2021
$ Billion
Deals Closed since 2021