Founded in 2010, BA Securities is a leading global provider of Broker-Dealer affiliation, registration, compliance and licensing services. The firm offers securities industry professionals a Broker-Dealer platform from which to operate independently, without the time, aggravation, and expense of maintaining a compliance and supervisory infrastructure.
We are run by seasoned capital markets professionals who understand and support your business. Our best-in-class regulatory and supervisory platform allows experienced Investment Bankers and Institutional Placement Agents to conduct business under their own trade name, focusing their efforts on the dynamics most critical to success.
Our bankers offer investment banking and private placement services across the United States and internationally, generally to middle market companies with enterprise values between $25 and $500 million. Our business is exclusively institutional, not retail. BA’s Affiliate Partners have no retail clients and we hold no customer assets. BA’s Affiliate Partners deal exclusively with business owners, corporations, private capital funds and institutional investors.
We are a licensed Broker-Dealer in all 50 states and the District of Columbia, and a member of the Financial Industry Regulatory Authority (“FINRA”) and the Securities Investor Protection Corporation (“SIPC”).